For New Broker-Dealers
- Implement accounting system for accrual accounting and general ledger functionality
- Attend membership interview
- Interface with regulators before and after FINRA membership approval as necessary
Dorfman FinOp Services, LLC • 402 Main Street • Suite #2 • Wilmington, MA 01887
(781) 780-7069 Ext 11• estee@dorfman-finop.com