About Us

Dorfman FinOp Services, LLC is owned by Estee C. Dorfman.

Estee is a Series 27 licensed financial and operations principal, Series 99 licensed operations professional and a CPA licensed in the Commonwealth of Massachusetts. Estee was employed by the Boston District office of FINRA for 7 years. She held the position of Principal Examiner/Regulatory Coordinator. Estee understands the complex broker-dealer net capital, accounting and books & records requirements.

Click here for Estee's Resume

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