About Us

Dorfman FinOp Services, LLC is owned by Estee C. Dorfman.

Estee C. Dorfman

Estee is a Series 27 licensed financial and operations principal, Series 99 licensed operations professional and a CPA licensed in the Commonwealth of Massachusetts. Estee was employed by the Boston District office of FINRA for 7 years. She held the position of Principal Examiner/Regulatory Coordinator. Estee understands the complex broker-dealer net capital, accounting and books & records requirements.

Click here for Estee's Resume


About Us

Financial and Operations

New Broker-Dealers

Established Broker-Dealers

Examination Preparation

Other Services

Referring Partners

Important Links

Contact Us

Dorfman FinOp Services, LLC • 402 Main Street • Suite #2 • Wilmington, MA 01887
(781) 780-7069 Ext 11• estee@dorfman-finop.com

Dorfman FinOps Services, LLC