Examination Preparation
- Review relevant books and records
- Suggest improvements to procedures and practices
- Implement accepted recommendations
- Organize physical books & records and related files
- Be on-site during FINRA exam
Dorfman FinOp Services, LLC • 402 Main Street • Suite #2 • Wilmington, MA 01887
(781) 780-7069 Ext 11• estee@dorfman-finop.com